Ernst-Jan Mante
Risk & Compliance consultant
Ernst Jan has over 20 years of experience in addressing operational and strategic issues in the compliance, risk management, and process improvement sectors within the financial services industry, both nationally and internationally. His expertise lies in spearheading compliance initiatives, organisational change programs, and remediation projects for financial institutions. Known for his results-driven approach, he fosters momentum and decisiveness in projects. Through making the relationship between cause and effect clear, he is adept at garnering support and securing sustainable outcomes. Ernst-Jan navigates with ease among boards of directors, supervisory boards, operational management, and individual contributors.”
Relevant experience
- Led several Customer Due Diligence recovery projects.
- Led several AML & KYC improvement programmes and projects for international banks, leasing company and Investment Firms.
- Supported successful license applications.
- Led the implementation of the SAS-AML tool for an international leasing company.
- Advised on enhancing name screening results for bad press, sanctions, PEPs, etc..
- Implemented strategic compliance roadmaps.
- Led a Customer Due Diligence recovery programme for an international bank.
- Led a remediation programme regarding controlled business operations.
- Led a Customer Due Diligence remediation programme, including gap analyses on data quality.
- Set up compliance-related policies, processes, and procedures related to integrity risk.
- Developed and delivered AML/KYC training programmes
- Developed a strategic risk management and internal control maturity model.
- Executed and reported on integrity-related risk analysis.
- Improved quality and lead times in internal work processes.
